Independent Assurance, Risk & Compliance Services for Modern Businesses
In today’s business environment, customers, investors, business partners, and regulators expect organizations to demonstrate that their systems, processes, and controls can be trusted.
At Zeta Assurance, we help organizations strengthen their assurance and compliance posture through structured assessments, readiness services, control reviews, risk advisory, and ongoing compliance support.
From SOC reporting and ISO readiness to cybersecurity assurance, internal controls, third-party risk, privacy, and AI governance, we help organizations understand their current environment, identify gaps, strengthen controls, and prepare for evolving business and compliance requirements.
Why Choose Zeta Assurance?
Independent & Objective
We take a structured, objective approach to evaluating controls, risks, processes, and compliance readiness.
Experienced Professionals
Our team brings experience across accounting, finance, assurance, risk, compliance, technology, and business operations.
Tailored Approach
Every organization has different systems, risks, customers, and requirements. We tailor our approach to your business and objectives.
Business-Focused Recommendations
We translate complex requirements into practical recommendations that your teams can understand and implement.
Scalable Support
Whether you are preparing for your first assessment or maintaining an established compliance program, our services can scale with your organization.
Let Zeta Assurance help you focus on what you do best
Organizations We Serve
SaaS & Technology Companies
Build customer trust and strengthen enterprise readiness with structured assurance, security, privacy, and compliance services.
AI & Emerging Technology Companies
Develop stronger governance and risk management practices around artificial intelligence.
Healthcare & Life Sciences
Strengthen controls, privacy, cybersecurity, and third-party risk management in environments where trust and sensitive information matter.
Financial Services
Strengthen governance, risk management, internal controls, and compliance processes across critical business and technology environments.
Professional Services & Service Organizations
Demonstrate the strength of your controls and give customers greater confidence in your services.
Growth & Mid-Market Businesses
Establish scalable compliance and control programs that support growth, customer requirements, and operational maturity.
Our Proven Assurance & Compliance Process
Consultation & Discovery
We begin by understanding your business model, systems, objectives, customer expectations, current controls, and compliance requirements.
Scope & Assessment Planning
We define the scope, applicable criteria, systems, processes, stakeholders, and key areas that need to be evaluated.
Current-State Review
We review existing policies, procedures, controls, documentation, evidence, and operational practices.
Gap Identification & Risk Assessment
We identify control gaps, documentation gaps, process weaknesses, and relevant risks that may affect your assurance or compliance objectives.
Remediation & Readiness Support
We help prioritize findings and develop practical recommendations to strengthen your control environment and prepare for the next stage.
Evidence & Documentation
We help organize documentation and evidence required to demonstrate how relevant controls operate.
Validation & Readiness Review
We perform a structured review of the environment to determine whether identified requirements and controls are appropriately addressed.
Ongoing Monitoring
Where required, we support periodic reviews, remediation tracking, compliance monitoring, and continued readiness.
Our Comprehensive Assurance & Compliance Solutions
Help demonstrate that relevant controls are appropriately designed and operating effectively against applicable criteria.
• SOC 1 Readiness
• Control Assessment
• Internal Control Review
• Evidence Preparation
• Documentation Support
• Type I Readiness
• Type II Readiness
Help organizations demonstrate controls relevant to applicable Trust Services Criteria and build confidence with customers and business partners.
• SOC 2 Readiness
• Trust Services Criteria Assessment
• Control Mapping
• Gap Analysis
• Evidence Planning
• Control Documentation
• Remediation Support
• Type I & II Readiness
Help organizations communicate assurance over applicable controls through a public-facing SOC 3 report.
• SOC 3 Readiness
• Control Assessment
• Evidence Preparation
• Readiness Support
• Remediation Guidance
Prepare your organization for an ISO/IEC 27001 journey by understanding your current information security environment and identifying areas that require attention.
• ISO 27001 Readiness Assessment
• Current-State Assessment
• Control Gap Analysis
• Policy & Procedure Review
• Information Security Control Review
• Documentation Support
• Remediation Roadmap
• Assessment Preparation
Establish a structured foundation for responsible AI governance through an ISO/IEC 42001 readiness approach.
• AI Management System Readiness
• AI Governance Review
• AI Risk Assessment
• Policy & Procedure Review
• Roles & Responsibilities
• AI Lifecycle Governance
• Documentation Review
• Control Gap Analysis
• Readiness Roadmap
Understand whether your key business, financial, technology, and operational controls are appropriately designed and functioning as intended.
• Control Environment Review
• Financial Controls
• IT Controls
• Operational Controls
• Access Controls
• Process Controls
• Documentation Review
• Control Testing Support
• Remediation Recommendations
Strengthen oversight of vendors and service providers that support critical business operations.
• Vendor Control Assessments
• Security Questionnaire Review
• Vendor Risk Classification
• Evidence Review
• Control Assessment
• Risk Identification
• Remediation Recommendations
• Ongoing Vendor Monitoring
Trial balance reconciliation
Preparation of working papers
Final accounts compilation
Audit schedules and checklist compliance
Our Comprehensive Assurance & Compliance Solutions
Identify and manage risks introduced through vendors, technology providers, service organizations, and other external relationships.
• Third-Party Risk Identification
• Vendor Categorization
• Risk Assessment
• Due Diligence Support
• Control Evaluation
• Risk Scoring
• Remediation Planning
Help customers, partners, and stakeholders gain confidence in the effectiveness of your cybersecurity controls and governance practices.
• Cybersecurity Control Reviews
• Security Governance Assessments
• Risk Assessments
• Control Gap Analysis
• Policy & Procedure Review
• Evidence Preparation
• Customer Assurance Readiness
• Remediation Planning
Build practical processes to manage privacy and compliance responsibilities and demonstrate responsible handling of information.
• Privacy Control Reviews
• Compliance Gap Analysis
• Data Handling Assessment
• Privacy Policy Review
• Compliance Process Development
• Documentation Support
• Customer Compliance Readiness
• Ongoing Advisory
Evaluate your organization’s approach to AI governance, accountability, risk, privacy, security, and responsible AI practices.
• AI Governance Assessment
• AI Risk Management Review
• AI Policies & Procedures
• AI Inventory & Classification
• Data Governance
• Privacy Considerations
• Security Considerations
• Human Oversight
Establish a structured foundation for responsible AI governance through an ISO/IEC 42001 readiness approach.
• AI Management System Readiness
• AI Governance Review
• AI Risk Assessment
• Policy & Procedure Review
• Roles & Responsibilities
• AI Lifecycle Governance
• Documentation Review
• Control Gap Analysis
• Readiness Roadmap
Understand whether your key business, financial, technology, and operational controls are appropriately designed and functioning as intended.
• Control Environment Review
• Financial Controls
• IT Controls
• Operational Controls
• Access Controls
• Process Controls
• Documentation Review
• Control Testing Support
• Remediation Recommendations
Strengthen oversight of vendors and service providers that support critical business operations.
• Vendor Control Assessments
• Security Questionnaire Review
• Vendor Risk Classification
• Evidence Review
• Control Assessment
• Risk Identification
• Remediation Recommendations
• Ongoing Vendor Monitoring
Trial balance reconciliation
Preparation of working papers
Final accounts compilation
Audit schedules and checklist compliance
Frequently Asked Question
What are Assurance & Compliance Services?
Assurance and compliance services help organizations evaluate, strengthen, document, and monitor controls and processes against applicable standards, frameworks, customer expectations, and regulatory requirements.
What SOC services does Zeta Assurance provide?
Our Assurance & Compliance practice includes SOC 1, SOC 2, and SOC 3 services, along with readiness, control assessment, documentation, evidence preparation, and remediation support.
What is the difference between SOC 1 and SOC 2?
SOC 1 focuses on controls relevant to financial reporting, while SOC 2 evaluates controls against applicable Trust Services Criteria. The appropriate engagement depends on your organization, services, systems, and stakeholder requirements.
Can Zeta Assurance help us prepare for SOC 2?
Yes. We can help assess your current controls, identify gaps, map controls to applicable criteria, organize evidence, strengthen documentation, and develop a readiness and remediation roadmap.
What is ISO 27001 Readiness?
ISO 27001 readiness evaluates your current information security practices against relevant requirements and helps identify gaps that should be addressed before pursuing a formal certification assessment.
What is ISO 42001?
ISO/IEC 42001 provides a management-system framework for organizations that develop, provide, or use AI systems. A readiness engagement can help organizations evaluate their current AI governance environment and identify areas requiring improvement.
Why should we perform a Third-Party Risk Assessment?
Vendors and service providers can introduce operational, cybersecurity, privacy, financial, and compliance risks. A structured third-party risk assessment helps organizations identify and manage those risks.
What is a Trust Services Criteria Assessment?
A Trust Services Criteria assessment evaluates relevant controls against applicable AICPA Trust Services Criteria, which can include areas such as security, availability, processing integrity, confidentiality, and privacy.